ISSA Proceedings 1998 – Giving Reasons In Intricate Cases: An Empirical Study In The Sociology Of Argumentation


ISSAlogo1998Introduction
No, at the moment there is no such thing as a sociology of argumentation; but it would be nice to have one. The aim of this paper is to show how a sociological approach could possibly enrich our understanding of argumentation.
This is the fourth Amsterdam conference on argumentation, but sociology is still missing from the wide range of disciplines present in argumentation studies. There is a whole branch of sociology, the sociology of knowledge, which should have been interested in argumentation studies from the very beginning – but it was not. Habermas’ landmark work, The Theory of Communicative Action, should have drawn a crowd of sociologists into argumentation theory – but it did not. I think this is an unfortunate situation but one that will change soon. Sociologists are already active in such neighboring fields as discourse analysis, conversation analysis – even rhetorical studies. It is only a matter of time that they discover the importance of argumentation.
We cannot foresee how a future sociology of argumentation will look like, but we can be pretty sure that it will be organized around two main questions: first, how social reality shapes argumentation; and second, how argumentation shapes social reality.

The first question is easier to answer. The unequal distribution of knowledge and skills is a commonplace in sociology. It would be easy to show that the willingness to argue and the skills of arguing as well as the types of arguments actually used are unequally distributed in society and depend on social factors like the gender, the educational level and other social characteristics of the arguers. Standard statistical methods can be used to show the correlation between the social characteristics of the arguers and their arguments.
The second part of this paper will present some exercises of this kind. I will analyze the responses given to an open-ended why-question in a survey on political opinions conducted recently in Hungary. The question first asks whether the 1992 decision of Hungary to abandon the building of the Danube Dam – a huge and environmentally risky barrage system on the border river, a ìjoint investmentî with former Czechoslovakia – was good or bad, and then asks why the respondent thinks so.
This question was recently discussed in the Hague International Court of Justice by experts of international law. The negotiations between the two countries were unfruitful, so they opted for the judgment of this supranational institution. The judgment came out last year and was solomonic. It said that Hungary was not right when it abandoned the project unilaterally, but Czechoslovakia was not right either when it continued it unilaterally.
The mere fact that there is an international court of justice and that the controversy between Hungary and Slovakia had a happy ending, that the end of the conflict was not a bloody war, but a scholarly dispute between polite lawyers, brings us back to the second main question of the sociology of argumentation: how argumentation shapes social reality. I will address this question in the first part of my paper. Taking the decade-long debate on the building of the Danube Dam as a historical example, I will show why the use of arguments (instead of force) was one of the most important stakes of the debate. Read more

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ISSA Proceedings 1998 – 30,000 Feet Over The Smithsonian: Authenticity And Vicarious Collective Memory


ISSAlogo1998In 1984, radio personality and author Studs Terkel wrote The Good  War. Designed as a history of World War II, Terkel selected and edited oral testimonies and narratives to combat the “disremembrance of World War Two.” He begins the book with his observations of a thirty-something woman he met in 1982. She said, “I can’t relate to World War Two. It’s in schoolbook texts, that’s all. Battles that were won, battles that were lost. Or costume dramas you see on TV. It’s just a story in the past. It’s so distant, so abstract. I don’t get myself up in a bunch about it” (Terkel 1984: 3).
The terror of forgetting is often juxtaposed to the nobility of remembering. Especially in holocaust literature, the epithet that we must never forget our memory (a rhetorical move suggestive of Paix La Chapelle, the Alamo or the Maine in United States’ history) acts a bulwark against the rising tide of revisionism (Schudson 1993: 5).
Here I am interested in the dynamics of the collective memory. I take collective memory in the sense of Annales School sociologist Maurice Halbwachs or American sociologist Barry Schwartz as a socially constructed past composed of persistence and change, continuity and newness (Schwartz 1982: Halbwachs 1992). Most importantly, it is held by a living community as a part of its constitution. However, while most collective memory scholarship has emphasized the living and socially constructed part of memory, my interest is in turning this concept on its head and look at the social past as a constraint on historical interpretation. IN this sense, memory and history are opposed. Generally, we have accepted that the factual quality of the historical (as practiced by historians) past constrains our ability to interpret the past. However, the social past, itself is prehistorical and has a predictable inertial quality that prevents us from using the past at our own will.
This paper progresses in three parts. First, I will discuss the nature of public memory as it has been studied. In the second part I will use the controversy involving the presentation of the Enola Gay at the Smithsonian as a case study. Finally, I will draw out some implications of this controversy for the study of America’s past. Read more

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ISSA Proceedings 1998 – The Tacit Dimension In Argumentation


ISSAlogo1998Actual act-performing thinking is an emotional volitional thinking, a thinking that intonates, and this intonation permeates in an essential manner all moments of a thought’s content.  – Mikhail Bakhtin, Toward a Philosophy of the Act.

“The twentieth century has been a time of extraordinary change in every branch of philosophy and the social sciences, above all epistemology,” Stephen Toulmin writes in a recent essay (1995: ix). This change, he goes on to say, amounts to the “abandonment” and even “death” of the “Cartesian program of ‘modern philosophy’” that influenced our understanding of knowledge from, roughly, 1650 to 1950, and was marked by “excess individualism” (1995: xiii, xv).
Toulmin’s work, I believe, has contributed much to bringing about that change, for his reconception of reasoning offers an alternative to the “three underlying assumptions” that he identifies as supporting the Cartesian “research program.” These are:
1. the certainty axiom, which holds that knowing is building “demonstrably certain” systems;
2. the representation axiom, which holds that knowing begins in the “inner theater” called “the mind”; and
3. the individualism axiom, which holds that knowing is a “personal and individual accomplishment” (1995: x).

In this paper I propose that these three assumptions work to suppress a tacit dimension of argumentation that is crucial for developing a post-Cartesian understanding of rationality. This tacit dimension is acknowledged by Toulmin, Rieke and Janik (1984) as “the general body of information, or backing, that is presupposed by the warrant appealed to in the argument” (1984: 26). The source of this information, they go on to say, is the “culture that forms our initial values, attitudes, and expectations” and thereby “equips us. . .with ways of thinking and reasoning whose underlying basis or backing is not always made explicit” (1984: 66). Typically, these implicit contributions are presumed to be less rational than the explicit information, evidence, testimony, principles and rules which provide the data, claim, and warrant of an argument. This paper is part of a larger project which argues, contrary to that presumption, that both tacit and explicit contributions be evaluated without hierarchical preference in argument analysis.
A crucial step toward doing so is showing how factors that often are dismissed as less rational (or even irrational) function as the Backing component of an argument as analyzed by the Toulmin Model. Both Toulmin in The Uses of Argument (1958) and Toulmin, Rieke, and Janik in An Introduction to Reasoning (1984) say relatively little about Backing. This neglect, I believe, enables the survival of a crucial building-block of the Cartesian program – the dichotomy of fact and value – within Toulmin’s influential and on-going rethinking of reasoning. My aim here is to contribute to the development of a post-Cartesian understanding of rationality that was initiated by Toulmin, Chaim Perelman and others, by explicating and respecifying the nature and role of Backing as the tacit dimension of argumentation. [i]

This dimension provides the cultural, emotional, and volitional impetus for everyday argumentation. These factors are often dismissed as merely incidental to the setting of an argument – which is to say, they are all too easily categorized as outside of rationality.
Acknowledging them as the content of Backing enables us, instead, to identify and evaluate them as providing (in Bakhtin’s words) an “intonation that permeates in an essential manner all moments of a thought’s content” (1993: 34). Correlatively, this recognition of Backing as the tacit dimension requires respecifying Warrant as the explicit rules and procedures that justify connections among elements within an argument.[ii]
I begin with a brief consideration of the first and second axioms that Toulmin identifies as underlying the Cartesian program. I find that the Toulmin model provides powerful alternatives to both of these “underlying assumptions.” I then look more closely at the third (“individualism”) axiom, and find remnants of this assumption remaining within Toulmin’s reconception. It’s present in relation to that aspect of the Toulmin model – Backing – which typically creates particular difficulties in explication and application.
My hope, then, is that explicating and respecifying both Backing and Warrant will offer the positive side effect of making the Toulmin Model an even more useful means for argument analysis. Read more

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ISSA Proceedings 1998 – Methods For Arguer Reconstruction Of Arguments


ISSAlogo19981. Question
Human arguments (‘interlocked claims and reasons’, Toulmin, Rieke, & Janik, 1979: 13) are not neat packages that materialize in fully structured and explicit forms. Instead, human arguments are often informal and thus involve both implicit and explicit elements. Aristotle recognized this when he discussed the ideas of the enthymeme and the example as arguments used in everyday discourse based on the interaction between explicit message and thought process (1954: 28). Everyday human arguments are therefore usually a mixture of the explicit and the implicit, the said and the unsaid, and discourse and thought.
The resulting incompleteness of everyday argument historically has plagued the study of argument. Incomplete arguments, which are assumed to be those where part of the argument is not explicitly stated but is implicitly understood by the arguers, present a major problem for translating argumentation theory to the level of practical discourse and for using practical discourse in theory building. The problem, quite simply, is how to make incomplete arguments complete so as to insure comparability between their implicit and explicit forms.

Aristotle addressed this distinction by dealing with everyday incomplete arguments in such works as the Rhetoric and with complete arguments in such works as the Prior Analytics and the Posterior Analytics. The connection for Aristotle was the idea that argument forms were the same, differing only in their completeness, their degree of certainty, and their interaction with the receiver. After Aristotle, theorists came to emphasize the explicit nature of argument, which eventually solidified into formal logic with its focus on the explicit presentation of all parts of an argument (Kneale & Kneale, 1984).
The rediscovery of everyday argument in the twentieth century has again raised the question of the role of incomplete arguments. Theorists in the informal logic and in the rhetorical traditions have placed a premium on examining arguments that are usually in incomplete forms because of a concern for the way everyday human argument functions. Furthermore, at the end of the twentieth century, as the analysis of everyday argument has moved into intercultural settings, the problem of incomplete arguments has become even greater. For example, in cultures such as Japan, implicit and incomplete communication is even more of a norm than in the West.

2. Review of Literature
Several approaches have developed for dealing with the problem of explicating incomplete arguments. The most prominent approach has been for a theorist to reconstruct an incomplete argument so that it appears in complete form. This is usually done in terms of what van Eemeren, Grootendorst, Jackson, & Jacobs (1993) call the normative approach; i.e. the incomplete argument is reconstructed on the normative basis of what argument should look like. Formal logicians on the basis of models of formal logic patterns sometimes carry out this process. More contemporary theorists such as van Eemeren, Grootendorst, Jackson, & Jacobs (1993) have developed elaborate normative models based on what the process of argument should look like. Their model seeks to reconstruct an argumentative discourse “as if it were a critical discussion. That is, textual structure,propositional content, pragmatic functions, and so on are all imputed to the discourse with reference to what would be relevant to the resolution of the dispute” (38). However all of these normative approaches attempt to solve the problem of incompleteness by having the theorist reconstruct missing parts of the argument through an elaboration process. In theory, there should be some correlation between the normatively constructed arguments of the theorists and a descriptively constructed argument. Read more

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ISSA Proceedings 1998 – Simplement, As A Metalinguistic Operator


ISSAlogo1998The use of simplement, I will be dealing with is often viewed as a weaker version of the adversative marker mais (known as ‘mais-pa’). Simplement, however, will not be appropriate in all the environments where mais-pa is to be found; furthermore, it affects cohesion in different ways, as it calls for different types of continuation, gives rise to a different situation schema and context construction, and lends itself to strategic uses of its own. In this paper I will attempt to clarify those various aspects, which, following Anscombre and Ducrot, I will construe in procedural terms, or in terms of semantic constraints on interpretation.

1. Introduction
The use of simplement (henceforth SPT) I am concerned with is one that occurs in examples such as:

(1)
A: Pourquoi est-ce tu ne manges pas ta soupe? Elle est froide?
B: Ce n’est pas qu’elle soit froide, simplement je n’ai pas faim.
A: Why aren’t you eating your soup? Is it cold?
B: It’s not that it’s cold, it’s just that I am not hungry.

(2)
A: Pourquoi est-ce que tu ne veux pas voir Marie?
B: Ce n’est pas que je ne veuille pas la voir, simplement je suis fatigué.
A: Why don’t you want to see Marie?
B: It’s not that I don’t want to see her. It’s just that I am tired.

(3)
A: Ils ne sortent jamais. Est-ce parce qu’ils ont trois enfants?
B: Ce n’est pas qu’ils aient trois enfants. Simplement ils préfèrent travailler le soir.
A: They never go out. Is that because they have three children?
B: It’s not that they have three children. It’s just that they prefer working in the evening. Read more

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ISSA Proceedings 1998 – Reductionism In Fallacy Theory


ISSAlogo19981. What Does “Reduction of Fallacy Theory” Mean?
The Scope of this Paper
In contemporary theory of argumentation fallacy theory has become a subdiscipline on its own, rather separated from positive and systematic approaches to establishing criteria for good arguments. This at first glance is a bit strange, and another approach seems to be more natural: First there should be a positive theory of good arguments, among others, providing exact criteria for good arguments; then ‘fallacy’ should be defined as an argument not complying with these criteria; finally, there should be a systematization and explanation of fallacies in relation to those criteria. And given the historical fact of a wealth of fallacy theory, an additional task should be: to define exactly and to explain the falsity of all traditionally known and scrutinized types of fallacies with respect to the criteria for good arguments (and the justification of such criteria), or to reject their assumed fallaciousness, and to decide open questions in fallacy theory. This project I call the “reduction of fallacy theory”.
The advantages of such a reduction are rather obvious: The explanation why something is a fallacy is not ad hoc but justified by a positive theory of arguments; there are exact criteria for dividing fallacious from correct arguments; a complete systematization of fallacies may be developed; etc. But up to now there are only few attempts at a reduction of fallacy theory. One reason for this is the poor state of positive argumentation theory itself, viz that there are even less attempts to develop exact criteria for the correctness not only of deductive arguments but of several other types of arguments and arguments in general as well. Even existing endeavours to reduce fallacy theory are suffering from this disease, e.g. the pragma-dialectical approach.[i]
I have developed such a positive theory of arguments, the “practical theory of arguments”, which provides exact criteria for the correctness of several types of arguments and for arguments in general and which gives epistemological reasons for these criteria.[ii] In what follows I shall sketch a reduction of fallacy theory on the basis of the practical theory of arguments.

2. What are Fallacies? – A Definition of ‘Fallacy’
What do I mean by “fallacy”? A rather common and, I think, completely right idea in current fallacy theory is that logically invalid arguments are not the only type of fallacy and that there are informal fallacies as well. But some important theorists now extend the expression “fallacy” to false moves in discursive dialogical argumentation (e.g. Eemeren / Grootendorst 1995: 136; Walton 1991: 224). Some reasons they offer for this are: Otherwise the purpose of argumentation could not be taken into account (Eemeren / Grootendorst 1995: 133 f.; Walton 1995: 232); only this would allow to treat the pragmatic aspects of arguments and fallacies (Walton 1991: 224). But this is not true: Purposes and pragmatics exist already on the level of monological argumentation when an arguer e.g. in a book presents an argument to an addressee for convincing him. In spite of that prominent account in fallacy theory I use the term “fallacy” exclusively for incorrect arguments or incorrect use of arguments, with “argument” meaning something that consists of a thesis, an indicator of argument and further judgements describing grounds for the thesis; the latter judgements I name “reasons (for the thesis)”. False dialogical moves I call “incorrect debating”; one big subclass of incorrect debating consists of fallacies. I shall restrict my analysis to fallacies in the expounded sense – not denying that we need a theory of correct and incorrect debating too. Theories of correct or incorrect debating presuppose theories of correct argumentation and of fallacies. But these theories instead can be developed independently of those theories; and not all fallacies are forms of incorrect debating, e.g. fallacies in books often are not because they are not part of a debate. Read more

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